Market Abuse Regulation: Valuations, Investment Recommendation History and Quarterly Statistics

On the 3rd July 2016 the Market Abuse Regulation (“MAR”) came into force in the United Kingdom. The regulation requires, among other things, that firms disclose to recipients of publications including investment recommendations certain information pertaining to conflicts of interest deemed to be relevant to making an investment decision. Cantor Fitzgerald Europe complies with this requirement by disclosing some of the required information on the publications itself and other information on Cantor Fitzgerald & Co website.

MAR Disclosures

Valuation and Methodologies used in Equity and Investment Company Research, Sales and Tracker Quant Communications

Disclosures for Fixed Income Business

Investment Company Sales

History of Investment Recommendations

Please click the relevant link below to view the history of investment recommendations made during the last 12 months for the relevant team:

Equity Research:
 
Fixed Income Sales, Trading and Research:
 
Investment Company Research:
 
Investment Company Sales:
 
Tracker Quants Research:
 

Please do not hesitate to contact the relevant team set out above should you require any clarification of the above.

Quarterly statistics

We are also required by the Market Abuse Regulation to publish on a quarterly basis, certain information in relation to the proportion of investment recommendations made by Cantor Fitzgerald Europe that are “buy”, “hold” or “sell” or equivalent terms. Please click on the link below for the relevant information:

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